Question: 1 Evaluate the ethics of trading on client securities by

1. Evaluate the ethics of trading on client securities by Klein, given that he was an employee benefits specialist on the audit.
2. Did Klein’s actions violate any rules of conduct in the AICPA Code? Why or why not?
3. Do you think Klein would have any legal liability for his actions? Explain.


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  • CreatedDecember 30, 2014
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