Question

(a) Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 are of fundamental importance in the law of securities regulations. What is the main purpose of this section and rule?
(b) Do you suppose that an oral promise made and not performed can be the basis of arguing a party is guilty of defrauding another under §10(b) and Rule 10b-5?


$1.99
Sales0
Views26
Comments0
  • CreatedSeptember 21, 2015
  • Files Included
Post your question
5000