The 1933 Securities Act provides for a 20-day review period between the filing and the effective date
Question:
The 1933 Securities Act provides for a 20-day review period between the filing and the effective date of the registration. During this review period, the registrant is prohibited from
a. Preparing any amendments to the registration statement.
b. Announcing the prospective issue of the securities being registered.
c. Accepting offers to purchase the securities being registered from potential investors.
d. Placing an advertisement indicating by whom orders for the securities being registered will be accepted.
e. Issuing a prospectus in preliminary form.
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The correct answer is c Accepting offers to purchase the securities being registered ...View the full answer
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Related Book For 
Advanced Financial Accounting
ISBN: 9781260165111
12th Edition
Authors: Theodore Christensen, David Cottrell, Cassy Budd
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