The primary scope of the 33 Act is the regulation of: a. Trading of securities. b. Original
Question:
The primary scope of the ’33 Act is the regulation of:
a. Trading of securities.
b. Original issuance (and reissuance) of securities.
c. Brokerage houses selling existing securities.
d. Corporate insiders.
e. None of the above
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b The 33 Act covers the issuance of securit...View the full answer
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Related Book For
Business Law And Strategy
ISBN: 9780077614683
1st Edition
Authors: Sean Melvin, David Orozco, F E Guerra Pujol
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