In Section 13.7, we discussed the need for trading firms to question and more closely examine traders

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In Section 13.7, we discussed the need for trading firms to question and more closely examine “traders working unusually long hours and working into the late night,” and to ensure that traders take “vacations extending at least two consecutive weeks during which traders are denied all access to trading, reporting and control systems are useful for detecting unauthorized trading.” Why are such policies helpful to limit rogue trading?

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