In a PFP engagement, the planner should disclose in writing all compensation that the member, the members

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In a PFP engagement, the planner should disclose in writing all compensation that the member, the member’s firm, or affiliates of the member will receive for services rendered (IAR) or products sold (RR). The disclosure should include which of the following?

I. Amount of compensation.

II. Only cash benefits.

III. Only direct compensation.

IV. Time period over which compensation will be received.

A. I, III.

B. II, III.

C. I, IV.

D. II, IV.

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Essentials Of Personal Financial Planning

ISBN: 9781945498237

1st Edition

Authors: Susan M. Tillery, Thomas N. Tillery

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