What are the different firms in the securities industry and how do they differ from each other?
Answer to relevant QuestionsContrast the activities of securities firms with depository institutions and insurance firms.Why have brokerage commissions earned by securities firms fallen since 1977?Identify the major regulatory organizations that are involved with the daily operations of the investment securities industry, and explain their role in providing smoothly operating markets.What is a mutual fund? In what sense is it a financial institution?What is the difference between an open-end mutual fund and a closed-end fund? What is the difference between an open-end mutual fund and a unit investment trust?
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