What legislation has been passed specifically to protect investors who use investment banks directly or indirectly to

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What legislation has been passed specifically to protect investors who use investment banks directly or indirectly to purchase securities? Give some examples of the types of abuses for which protection is provided.

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Financial Institutions Management A Risk Management Approach

ISBN: 978-0071051590

8th edition

Authors: Marcia Cornett, Patricia McGraw, Anthony Saunders

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Question Posted: Dec 17, 2015 04:41 AM

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What legislation has been passed specifically to protect investors who use investment banks directly or indirectly to

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The Securities Acts of 1933 and 1934 and the Inve...View the full answer

Financial Institutions Management A Risk Management Approach

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