In the compliance context, what is a "gatekeeper"? Your reading this week describes "two concepts" of gatekeeperszealous advocate or public servant. What is meant by these competing concepts? Which do you is optimal? What three notable special advantages do attorneys bring as gatekeepers? Explain each of those advantages in the compliance context. What is the "up-the-ladder" provision in ABA (American Bar Association) Model Rule 1.13? What are the competing interests and policies at stake in the rule? Does the rule adequately effectuate and balance those interests? What are some of the differences between accountants and auditors in the compliance context? How has the Sarbanes-Oxley Act changed the auditing and related compliance landscape? Relatedly, what is Sarbanes-Oxley 404(b)? How does 404(b) complement the overall compliance landscape?

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In the compliance context a gatekeeper refers to individuals or entities responsible for ensuring adherence to rules and regulations The two concepts ... View the full answer