You need to raise investment capital and decide the best method is selling securities (stock'shares of...
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You need to raise investment capital and decide the best method is selling securities (stock'shares of ownership interests) in the corporation you formed by converting from an LLC. Before you do this, you must satisfy federal regulatory registration and reporting requirements or qualify for an exemption. You decide you will sell securities (stock/shares) in your company to the public under Rule 504 of Regulation D, which provides an exemption from registration under the Securities Act of 1933. Using the internet, go to the U.S. Securities and Exchange Commission Website home page (https://www.sec.gov). Find the section dealing with corporate finance exemptions for small businesses by going to the SEC website, reading each page, and the following option prompts: Education Small Business Capital Raising Exempt Offerings Limited offerings - Rule 504. 2a) Assess the applicability of Rule 504 to your company by doing the following: i) Describe the limitations and requirements of Rule 504 of Regulation D; i) List the (four types of) companies that are not eligible to use the Rule 504 Exemption, and iii) State whether your company is eligible under Rule 504 of Regulation D 2b) Locate and complete the required Form D notice by going to the SEC website, reading each page, and the following option prompts: About Forms D Notice of Exempt Offering of Securities Complete the Form D Notice of Exempt Offering of Securities for "[1st-3rd Group Members' Initials] Investments, Inc." and turn it in as a PDF. Be sure you have completed ALL sections and information You need to raise investment capital and decide the best method is selling securities (stock'shares of ownership interests) in the corporation you formed by converting from an LLC. Before you do this, you must satisfy federal regulatory registration and reporting requirements or qualify for an exemption. You decide you will sell securities (stock/shares) in your company to the public under Rule 504 of Regulation D, which provides an exemption from registration under the Securities Act of 1933. Using the internet, go to the U.S. Securities and Exchange Commission Website home page (https://www.sec.gov). Find the section dealing with corporate finance exemptions for small businesses by going to the SEC website, reading each page, and the following option prompts: Education Small Business Capital Raising Exempt Offerings Limited offerings - Rule 504. 2a) Assess the applicability of Rule 504 to your company by doing the following: i) Describe the limitations and requirements of Rule 504 of Regulation D; i) List the (four types of) companies that are not eligible to use the Rule 504 Exemption, and iii) State whether your company is eligible under Rule 504 of Regulation D 2b) Locate and complete the required Form D notice by going to the SEC website, reading each page, and the following option prompts: About Forms D Notice of Exempt Offering of Securities Complete the Form D Notice of Exempt Offering of Securities for "[1st-3rd Group Members' Initials] Investments, Inc." and turn it in as a PDF. Be sure you have completed ALL sections and information
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1 Limitations and requirements of Rule 504 of Regulation D Allows for the sale of up to 5 million of ... View the full answer
Related Book For
Income Tax Fundamentals 2013
ISBN: 9781285586618
31st Edition
Authors: Gerald E. Whittenburg, Martha Altus Buller, Steven L Gill
Posted Date:
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