Question: Are either the Section 4(1) or Section 4(2) exemptions available to exempt the sale of shares by a privately held corporation to a consulting firm

Are either the Section 4(1) or Section 4(2) exemptions available to exempt the sale of shares by a privately held to a consulting firm that then sold them to the public?

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Platforms and Martin alleged that 1 the transfer of ownership from Inter media to Draper and Benefit Consultants qualified for an exemption under Section 41 of the 1933 Act because Inter media was not ... View full answer

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