Question: As stated in the case, until an investigation into his company in 2006, Madoff had not registered as an investment advisor with the SEC. Please

As stated in the case, until an investigation into his company in 2006, Madoff had not registered as an investment advisor with the SEC. Please refer to the SEC website (www.sec.gov). Are all investment advisors required to register with the SEC? How can the investing public discover whether an investment advisor has violated SEC regulations?

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