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As stated in the case, until an investigation into his company in 2006, Madoff had not registered

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As stated in the case, until an investigation into his company in 2006, Madoff had not registered as an investment advisor with the SEC. Please refer to the SEC website (www.sec.gov). Are all investment advisors required to register with the SEC? How can the investing public discover whether an investment advisor has violated SEC regulations?
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According to the SEC website depending on their size investment advisers have to register with eithe...View the full answer


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