There are five Divisions in the SEC. Listed below are activities that pertain to one of these divisions:

1. Supervises field investigations of possible violations of the federal securities statutes.

2. Assists the Commission in proceedings under the Bankruptcy Act.

3. Reviews and processes registration statements and periodic reporting under applicable securities acts.

4. Institutes administrative proceedings and injunctive actions against accountants.

5. Assists the Commission in establishing standards of economic and financial information to be included in filings with the SEC.
6. Monitors trading on securities exchanges and in over-the-counter markets.
7. Handles problems associated with investment companies.
8. Assists in preparing Staff Accounting Bulletins.
9. Administers the Public Utility Holding Company Act of 1935.
10. Monitors activities of brokers and dealers registered under the Investment Advisers Act.
Required:

a. Identify the five divisions of the SEC.

b. List the number of the foregoing activities and indicate the division to which the activity pertains.