Which transaction(s) would be exempt from registration under Regulation D? a. I and II b. II and
Question:
Which transaction(s) would be exempt from registration under Regulation D?
a. I and II
b. II and III
c. I only
d. III only
e. I, II, and III
NewCo is planning to expand its global operations and is considering financing the operations as follows:
I. Issuance of $500,000 of securities in a 12-month period to 145 investors
II. Borrowing $1,000,000 from a bank through a secured promissory note
III. Issuance of $2,000,000 securities over three years to 10 investors
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Related Book For
Business Law And Strategy
ISBN: 9780077614683
1st Edition
Authors: Sean Melvin, David Orozco, F E Guerra Pujol
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