How did the National Securities Markets Improvement Act of 1996 (NSMIA) change the regulatory structure of the
Question:
How did the National Securities Markets Improvement Act of 1996 (NSMIA) change the regulatory structure of the securities industry?
Fantastic news! We've Found the answer you've been seeking!
Step by Step Answer:
Answer rating: 100% (5 reviews)
The NSMIA removed most of the regu...View the full answer
Answered By
Ali Khawaja
my expertise are as follows: financial accounting : - journal entries - financial statements including balance sheet, profit & loss account, cash flow statement & statement of changes in equity -consolidated statement of financial position. -ratio analysis -depreciation methods -accounting concepts -understanding and application of all international financial reporting standards (ifrs) -international accounting standards (ias) -etc business analysis : -business strategy -strategic choices -business processes -e-business -e-marketing -project management -finance -hrm financial management : -project appraisal -capital budgeting -net present value (npv) -internal rate of return (irr) -net present value(npv) -payback period -strategic position -strategic choices -information technology -project management -finance -human resource management auditing: -internal audit -external audit -substantive procedures -analytic procedures -designing and assessment of internal controls -developing the flow charts & data flow diagrams -audit reports -engagement letter -materiality economics: -micro -macro -game theory -econometric -mathematical application in economics -empirical macroeconomics -international trade -international political economy -monetary theory and policy -public economics ,business law, and all regarding commerce
4.00+
1+ Reviews
10+ Question Solved
Related Book For
Financial Institutions Management A Risk Management Approach
ISBN: 978-1259717772
9th edition
Authors: Anthony Saunders, Marcia Millon Cornett
Question Posted:
Students also viewed these Business questions
-
Why did the proportion of equities in long-term funds increase from 38.3 percent in 1990 to more than 70 percent by 2000 and then decrease to 56.4 percent in 2015? How might an investors preference...
-
a. What is the amount of the annuity purchase required if you wish to receive a fixed payment of $200,000 for 20 years? Assume that the annuity will earn 10 percent per year. b. Calculate the annual...
-
If the rate on one-year Treasury strips currently is 6 percent, what is the repayment probability for each of the following two securities? Assume that if the loan is defaulted, no payments are...
-
You have learned a great deal about the Internet Protocol (IP). IP is a set of rules for how data is sent across networks and arrive at the intended destination. An IP address is a numeric identifier...
-
For G(t) = t / (t + 4), find and simplify [G(a + h) - G(a)] / h.
-
Section heads are responsible and accountable for both performance shortfalls. Yet, they seem to be secure in allowing Marian to blow her stack and do or say little to fix the problems. Are these...
-
Its not like what youve done has really hurt anyone. At most, the missing money might cost earnings-pershare, maybe a penny. Is that what caused you to write those checks in the name of your company?
-
Staircase Equipment Company uses a job order cost system. The following data summarize the operations related to production for April 2010, the first month of operations: a. Materials purchased on...
-
5. Consider uniform, inviscid, supersonic flow exhausting from a rocket engine nozzle. For fixed back pressure p (i.e., the ambient pressure outside the nozzle), qualitatively draw the first few wave...
-
What role, or roles, is Ruth occupying on the cost-reduction team? How effective does she appear to be in her role? What role, or roles, is Jack occupying on the cost-reduction team? How effective...
-
Based on the data in Table 4-7, what were the largest assets and liabilities of securities firms in 2015? Are these asset and liability categories related? Exactly how does a repurchase agreement...
-
Using the data in Table 5-2, discuss the growth and ownership holdings over the last 35 years of long-term funds versus short-term funds.
-
Which investment will earn more money, a $1000 investment for 5 years at 8% compounded annually or a $1000 investment for 5 years compounded continuously at 7%?
-
Theme 6: Seminar B FC700: Economics Part A: Discussion questions based on homework article 1. How does a typical household maximize satisfaction from consuming normal (e.g. premium steak) and...
-
solve Isnignem erit bra (b 191ens x f(x) = x+3 4x-1
-
Sally can assemble a computer by herself in 3 5 minutes. Dave does the same job in 4 5 minutes. How long will it takw them to assemble a computer working together
-
A couple deposits $ 1 8 , 0 0 0 $ 1 8 , 0 0 0 into an account earning 5 % 5 % annual interest for 3 0 3 0 years. Calculate the future value of the investment if the interest is compounded weekly....
-
Solve the equation. 100x3 +252 +4x+1=0
-
What does it mean for four events to be mutually exclusive?
-
What is the difference between the straight-line method of depreciation and the written down value method? Which method is more appropriate for reporting earnings?
-
What are the main features of the Riegle-Neal Interstate Banking and Branching Efficiency Act of 1994? What major impact on commercial banking activity occurred from this legislation?
-
What factors normally are given credit for the revitalization of the banking industry during the decade of the 1990s? How is Internet banking expected to provide benefits in the future?
-
What factors are given credit for the strong performance of commercial banks in the early and mid-2000s?
-
A crate is pulled by a force (parallel to the incline) up a rough incline. The crate has an initial speed shown in the figure below. The crate is pulled a distance of 7.78 m on the incline by a 150 N...
-
After reviewing your budget, you can afford to pay $720 per month for a new car. You are looking for an amortized loan with a bank. The current market rate for car loans is 1% per month for 48...
-
A 190-g block is launched by compressing a spring of constant k = 200 N/m a distance of 15 cm. The spring is mounted horizon- tally, and the surface directly under it is frictionless. But beyond the...
Study smarter with the SolutionInn App