Question: A clients confirmation must include I. the markup or markdown for a principal transaction II. the commission for an agency transaction III. a description of
A client’s confirmation must include I. the markup or markdown for a principal transaction II. the commission for an agency transaction III. a description of the security IV. the registered representative’s identification number
(A) I and III
(B) I, II, and III
(C) II, III, and IV
(D) I, II, III, and IV
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