Question: A registered rep may use a preliminary prospectus to (A) solicit orders from clients to purchase a new issue (B) show prospective investors that the
A registered rep may use a preliminary prospectus to
(A) solicit orders from clients to purchase a new issue
(B) show prospective investors that the issue has been approved by the SEC
(C) obtain indications of interest from investors
(D) accept orders and payments from investors for a new issue
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