Question: A registered representative has not completed their regulatory element training within the prescribed period of time. What are the consequences? (A) Their license will be

A registered representative has not completed their regulatory element training within the prescribed period of time. What are the consequences?

(A) Their license will be suspended until they meet the requirements.

(B) Their license will be suspended for no less than 60 days after they meet the requirements.

(C) Their license will be suspended for no less than 60 days after they meet the requirement, and they’ll face a fine of

$1,000 for a first offense.

(D) Their license will be suspended until they meet the requirements and pay a first-time fine of $1,000.

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