Question: A registered representative would like to register with a new firm and fills out a U-4 form. Which of the following is true of the

A registered representative would like to register with a new firm and fills out a U-4 form. Which of the following is true of the information on the form?

I. It includes the registered rep’s residential history.

II. It includes a 10-year employment history of the registered rep.

III. It includes an arbitration disclosure.

IV. It must be reviewed by a principal of the firm.

(A) II and IV

(B) II, III, and IV

(D) I, II, III, and IV

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