Question: Judging by a clients trading pattern, you have a very strong suspicion that they are trading on inside information. You should (A) contact a principal
Judging by a client’s trading pattern, you have a very strong suspicion that they are trading on inside information. You should
(A) contact a principal immediately
(B) contact the SEC and send it supporting documentation
(C) contact FINRA and send it supporting documentation
(D) all of the above
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