Question: Under MSRB rules, how long do customer complaints need to be held by a broker-dealer? (A) 2 years (B) 4 years (C) 6 years (D)
Under MSRB rules, how long do customer complaints need to be held by a broker-dealer?
(A) 2 years
(B) 4 years
(C) 6 years
(D) For the life of the firm
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