Question: While cold-calling, a registered rep finds that one of the people called is not interested in investing with their firm now or any time in
While cold-calling, a registered rep finds that one of the people called is not interested in investing with their firm now or any time in the future. What should the registered rep do with that information according to the Telephone Consumer Protection Act of 1991 (TCPA)?
(A) A principal of the firm should call the individual to find out what the problem is.
(B) The rep must stop making cold calls for a period of no less than 30 days.
(C) All correspondence with the individual must be made via email.
(D) Nobody from the rep’s firm may contact the individual.
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