Question: Aubry is looking to sell shares of a new bakery she opened that produces health food to the gluten free community. For the first part
Aubry is looking to sell shares of a new bakery she opened that produces health food to the gluten free community. For the first part of the discussion how can she clear the investment with the Securities and Exchange Commission? What is the purpose and requirements of the Regulation D filings? Now that we are clear there, are there any other federal, state, or local regulations she might face? What are your recommendations?
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The question is complete Lets break down the answer step by step Step 1 Clearing Investment with the SEC 1 Understanding SEC Role The Securities and Exchange Commission SEC is responsible for enforcin... View full answer
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