10

15

22

Incorrect 0/1pts Question 10 Section 301 requires compliance with its provisions as a precondition to companies being publicly traded. Companies not in compliance with Section 301 can be. Charged in Federal District Court with a civil violation Placed on probation, or be delisted, by the SEC. Audited by the IRS. here is no penalty for non-compliance with Sectioni 0/1 pts lillilillisu Question 15 Incorrect Under Title IV, what is the change in the reporting days for senior management and directors when they have a change in securities ownership? From 2 to 10 days. From 10 to 2 days From 10 to 15 days From 15 to 10 days 0/1 pts Question 22 Incorrect According to the Sentencing Reform Act of 1984, how are judges to determine the sentence for the guilty? 9h a po int system. ased pon the monetary damaged caused to Inwestora Based upon previous cases sentences Pahe oi 9 jud ged dac de the sentences