Question: 4 - Judy Williams, a CFP holder, has proof that Mary Higgins, another CFP professional in her office, has from time to time utilized clients'

4 - Judy Williams, a CFP holder, has proof that Mary Higgins, another CFP professional in her office, has from time to time utilized clients' funds under management to cover gambling debts. Mary has returned the funds to the clients' accounts and made them whole, including the earnings that would have accrued during the time that the funds were withdrawn. Under the rules of conduct, is there anything that you think Judy should still do? What rules would have been violated here, assuming a changed set of facts where Mary didn't replace the money or added earnings to the replaced funds?

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