$6$:$36$

ry$-$Level Broker Online Exam A

Question

$40$ of $115$

As a RIBO$-$registered broker, you have access to confidential client information and must handle it with integrity. You receive a request from a third party claiming to be working on behalf of your client, asking for their policy details. How should you respond to this request while adhering to ethical guidelines and protecting client confidentiality?

Refuse to share any information and notify the client of the request.

Provide limited information that does not breach confidentiality, while also informing the client.

Share only non$-$sensitive information that is publicly accessible.

Ignore the request altogether unless pressed further by the third party.

award up to $1$ point

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