Question: 7 5 - Klesha is a commission - based advisor who holds the CERTIFIED FINANCIAL PLANNER ? designation. She also has her mutual funds license.
Klesha is a commissionbased advisor who holds the CERTIFIED FINANCIAL PLANNER designation. She also has her mutual funds license. Last year, Kiesha purchased $ in the Albatross Growth Fund for Clive as per his request. On another occasion, she prepared an Insurance needs analysis for Chrissie who subsequently acted on Klesha's recommendations. As a result of these actions, with whom has Klesha established a fiduciary relationship?
Clive
Chrissie
both Chrissie and Clive
neither Chrissie nor Clive
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