Question: 7- What is the proper method to provide a quote on an option? a) Quote on underlying security, Company name, underlying stock symbol, contract expiration

7- What is the proper method to provide a quote7- What is the proper method to provide a quote
7- What is the proper method to provide a quote on an option? a) Quote on underlying security, Company name, underlying stock symbol, contract expiration date, strike price, call/put, bid, ask b) Quote on underlying security, company name, Contract expiration date, strike price, call/put, last price, bid, ask, change c) Company name, underlying stock symbol, contract expiration date, strike price, call/put, last price, change, bid or ask. d) Quote on underlying security, company name, underlying stock symbol, contract expiration date, strike price, call/put, last price, bid, ask. 8.- when providing web guidance to a customer who is placing a trade themselves online, which of the following is a true statement? . If the representative is just providing web guidance, there is need to verify the customer. A review of the account won't need to be completed because the customer is placing the trade . . . The representative should just place the trade for the customer to provide the best customer experience The representative should complete BPROS as if they were placing the trade 9.-Brian Blake is trying to place an opening order online and keeps getting a rejection notice which says "closing orders for this security cannon be placed online at this time? The message directs him to contact customer service which he does. What is causing the error message the customer is experiencing? a) This security is hard stopped for fraud. Under no circumstances are you to tell the customer that the security is being stopped due to market manipulation of fraud. b) The security is hard stopped for corporate actions. Corporate actions should be contacted and the order will need to be placed by a broker c) This security is hard stopped for corporate actions. Under no circumstances are you to tell the customer that the security is being stopped. d) Explain to the client that the system is currently unavailable for trading right now, but should be back up shortly. Thank him for his patience. 10.- All of the following are eligible for terms of duration except: Good Until Date Good for the Day Good for 60 Days d) Good for 90 Days7- What is the proper method to provide a quote on an option? a) Quote on underlying security, Company name, underlying stock symbol, contract expiration date, strike price, call/put, bid, ask b) Quote on underlying security, company name, Contract expiration date, strike price, call/put, last price, bid, ask, change c) Company name, underlying stock symbol, contract expiration date, strike price, call/put, last price, change, bid or ask. d) Quote on underlying security, company name, underlying stock symbol, contract expiration date, strike price, call/put, last price, bid, ask. 8.- when providing web guidance to a customer who is placing a trade themselves online, which of the following is a true statement? . If the representative is just providing web guidance, there is need to verify the customer. A review of the account won't need to be completed because the customer is placing the trade . . . The representative should just place the trade for the customer to provide the best customer experience The representative should complete BPROS as if they were placing the trade 9.-Brian Blake is trying to place an opening order online and keeps getting a rejection notice which says "closing orders for this security cannon be placed online at this time? The message directs him to contact customer service which he does. What is causing the error message the customer is experiencing? a) This security is hard stopped for fraud. Under no circumstances are you to tell the customer that the security is being stopped due to market manipulation of fraud. b) The security is hard stopped for corporate actions. Corporate actions should be contacted and the order will need to be placed by a broker c) This security is hard stopped for corporate actions. Under no circumstances are you to tell the customer that the security is being stopped. d) Explain to the client that the system is currently unavailable for trading right now, but should be back up shortly. Thank him for his patience. 10.- All of the following are eligible for terms of duration except: Good Until Date Good for the Day Good for 60 Days d) Good for 90 Days

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