Question: 9) Which is not true: a) The blue-sky process involves state security regulators b) The SEC reviews public company registration documents c) Regulation A covers

9) Which is not true: a) The blue-sky process involves state security regulators b) The SEC reviews public company registration documents c) Regulation A covers large company stock offerings d) Underwriters are investment banks managing public offerings 10) Early investors in new companies are known as: a) Angel Investors b) Portfolio Managers c) Sovereign Wealth Funds d) Pension Funds

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