Question: A registered representative has recently passed the Series 7 Examination. If the RR conducts business in five states, she is required to: A Register in
A registered representative has recently passed the Series Examination.
If the RR conducts business in five states, she is required to:
A
Register in three of the five states
B
Notify FINRA, but not required to register in any of the states
Register in the states in which she has an office
Register in all five states
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