Question: According to Regulatory Guide 175, In determining whether the client is likely to be in a better position, ASIC will be considering some of the

According to Regulatory Guide 175, In determining whether the client is likely to be in a better position, ASIC will be considering some of the circumstances of the advice including... Select one: a. the subject matter of the advice sought by the client b. that the client receives a benefit that is more than trivial C. the position the client would have been in if they did not follow the advice, which is to be assessed at the time the advice is provided; d. All of the above Reading the licensee' breach reporting obligations, which of the following is correct? The licensee needs to report ... Select one: a. all breaches or likely breaches that are 'significant' b. all breaches and likely breaches. c. only breaches where inappropriate advice is provided. d. only breaches where inappropriate advice is provided and the client has suffered detriment
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