Question: After becoming registered, a representative is required to complete the regulatory element of the continuing education requirements. If the representative does not complete it on

After becoming registered, a representative is required to complete the regulatory element of the continuing education requirements. If the representative does not complete it on time, they are deemed to be CE inactive. A representative who becomes CE inactive:

A Is not allowed to work in the industry

Cannot perform the duties of a registered person

Cannot be paid commissions

Cannot perform the duties of a registered person or be paid commissions

After becoming registered, a representative is required to complete the regulatory

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