Question: All registered persons must complete a computer-based training session within 120 days of the person's second registration anniversary and every three years thereafter to comply
All registered persons must complete a computer-based training session within 120 days of the person's second registration anniversary and every three years thereafter to comply with
A) both continuing education (CE) regulatory requirements.
B) FINRAs regulatory element regulation.
C) FINRAs firm element regulation.
D) the Uniform Securities Act state regulation requirements.
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