Question: An individual recently filed a registration application with the state securities Administrator as an investment adviser representative. All of the following must be included in
An individual recently filed a registration application with the state securities Administrator as an investment adviser representative. All of the following must be included in the application, EXCEPT: QID: 5069094Mark For Review A The individual's proposed method of doing business B The individual's qualifications and business history C The individual's full criminal history, including traffic infractions D Any misdemeanor conviction involving a security that occurred three years ago
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