answer all questions

Rulemaking is the process by which federal agencies implement legislation passed by Congress and signed into law by the President. Where can you find the laws enacted by Congress related to the SEC? Where can you find the rules and regulations created by the SEC at the request of Congress? Select one: OS-K and S-X O USC and CFR 0 CFR and USC Identify the main difference between the Securities Act of 1933 and the Exchange Act of 1934. Select one: The 1933 Act regulates initial sales of securities and the 1934 Act regulates the subsequent trading of securities. O The 1933 Act regulates shareholders and the 1934 Act regulates securities holdings, O The 1934 Act regulates IPO's and the 1933 Act regulates 10- K's. How does liability under Section 18 of the 1934 Act differ from liability under the 1933 Act? Select one: O All of these are true. O A defendant can use "good faith" as a defense under Section 18 of the 1934 Act. O Section 18 of the 1934 Act requires the plaintiff to prove that they relied on the information provided. Liability under the 1933 Act is broader than under the 1934 Act. What sections of the 1933 Act cover liability under the Act? Select one: Sections 12, 18, 19 O Sections 11, 12, 19 Sections 11, 12, 18 Sections 11, 12, 17 A company can voluntarily file periodic reports with the SEC (Form 10-K's) even though they do not have any securities held by the public. Select one: True O False