Question: As defined rule tool for a one the code of ethics rule if providing investment advice is the firms primary business only those directors officers
As defined rule tool for a one the code of ethics rule if providing investment advice is the firms primary business only those directors officers and partners who have access to certain nonpublic information or presumed to be access persons be all of its directors officers and partners are presumed to be access person see all of its supervised persons are presumed to be access person only those directors officers and partners who are active in the business are presumed to be access person
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