Certification- Requires CEO to certify financial statements

Registration statement- Created liability of failure to file a registration statement

Nuisance Filings- Attempts to reduce nuisance filings

Specific allegations- requires the pleading of specific allegations of wrongdoing

Nonpublic information criminal damages- increased criminal sanctions for use of nonpublic info

PCAOB - created the public company accounting oversight board

Short Swing profits - created liability for short swing profits by insiders

Prospectus - created liability for a false or misleading prospectus

Audit committees - changed membership requirements of corporate audit committees

Suits by individuals- mandated that individuals may only sue primary parties for securities violations

Securities - defines the term securities

Tender Offers- created liability for fraudulent transactions related to tender offers

The SEC- created the securities and exchange commission

Intrastate Securities - governs intrastate sec. not regulated under federal law

Nonpublic Information Civil damages- allows recovery o treble damages against users of nonpublic information

25. value: Required information 10.00 points Read the statements. Drag and drop each item into the most specifically correct spot on the chart. Each category should contain only three statements. Certification. Suits by Individuals Intrastate Prospectus Tender Offers. Securities. Registration Statement Nonpublic Information Civil Damages. Audit The SEC Securities. Committees. Nuisance Filings Securities Exchange Act of 1934 Private Securities Sarbanes-Oxley Specific Allegations. None of the Securities Act of 1933 Litigation Refrom Act 1995 Act of 2002 Categories Nonpublic Information Criminal Damages PCAOB. Short Swing Profits 25. value: Required information 10.00 points Read the statements. Drag and drop each item into the most specifically correct spot on the chart. Each category should contain only three statements. Certification. Suits by Individuals Intrastate Prospectus Tender Offers. Securities. Registration Statement Nonpublic Information Civil Damages. Audit The SEC Securities. Committees. Nuisance Filings Securities Exchange Act of 1934 Private Securities Sarbanes-Oxley Specific Allegations. None of the Securities Act of 1933 Litigation Refrom Act 1995 Act of 2002 Categories Nonpublic Information Criminal Damages PCAOB. Short Swing Profits