Question: Client Focused Reforms specify the circumstances under which an advisor must review suitability. What are these circumstances? When a trade is accepted. When there is

Client Focused Reforms specify the circumstances under which an advisor must review suitability. What are these circumstances? 


When a trade is accepted. 


When there is a material change to the know-your-client information 


When an investment recommendation is made. 


All of the above 


When securities are transferred into a client account.

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