Question: Daniel, a portfolio manager at RIS, receives a voicemail from Ricardo, a high - net - worth client, about a hedge fund in which Ricardo
Daniel, a portfolio manager at RIS, receives a voicemail from Ricardo, a highnetworth client, about a hedge fund in which Ricardo wants to invest. Which ethical principle is most applicable to this case?
Communication with Clients and Prospective Clients
Independence and Objectivity
Diligence and Reasonable Basis
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