Question: From a supervisory perspective, postings made on a Facebook timeline, tweets made from a Twitter account, and messages sent and received through Linkedin, Facebook, and
From a supervisory perspective, postings made on a Facebook timeline, tweets made from a Twitter account, and messages sent and received through Linkedin, Facebook, and Twitter are similar to which of the following?
Correspondence, meaning it is subject to review after being posted
Retail communications, requiring approval by a firm principal before being posted
Verbal conversations, and therefore not subject to review or approval
Public appearances
The lexicon method of review involves
Submitting a sample of communications from highrisk branches to the SRO
Selecting samples based on key words or phrases
Selecting a sample of communications from preapproved devices
Selecting a random sample of communications
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