Question: Heightened supervision is generally required when: A A broker - dealer has received permission from FINRA to hire a person who's subject to statutory disqualification

Heightened supervision is generally
required when:
A
A broker-dealer has received permission from FINRA to hire a
person who's subject to statutory disqualification
B
A broker-dealer has violated any FINRA rules
A registered representative has violated any FINRA rules
The level of supervision required of a broker-dealer does not
change regardless of the status of the person hired
Heightened supervision is generally required when: A A broker-dealer has received

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