Question: If a Sentinel approval notification does not have the Resolver comments, which team's approval should be taken? 'IN-FM Conflict Check' and 'IN-FM Risk Compliance' 'IN-FM



If a Sentinel approval notification does not have the Resolver comments, which team's approval should be taken? 'IN-FM Conflict Check' and 'IN-FM Risk Compliance' 'IN-FM NGGC India' 'IN-FM Advisory FRP' and IN-FM India KICS Helpdesk' 'IN-FM Global Resolver' only Conflicts check approval from KRisk Shreekant, a manager in the forensic team is approached by an SEC restricted audit client to engage as a loan staff. Can Shreekant initiate risk formalities for the proposed engagement? Yes, without a thought Maybe, under certain pre-conditions Yes, only with an approval This engagement is strictly prohibited under any given circumstances, hence, Shreekant should refuse the client Which out of the following identifies potential conflict of interest and independence requirement? Engagement Letter Conflicts Check Sentinel Client Background Check Pitches and Proposals
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