In relation to an Australian Financial Service (AFS) license and references to ASIC guidance, what are the
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In relation to an Australian Financial Service (AFS) license and references to ASIC guidance, what are the key sections of:
- Obligations for an AFS licensee
- Meeting the general obligations as an AFS licensee
- Training of financial product advisers
- Financial product advisers: Conduct and disclosure
- Relevant legislation, regulations, and codes impacting financial services industry
- Strategies for professional development and knowledge of legislative changes and legislative and regulatory sources of information.
Related Book For
Taxation for Decision Makers 2014
ISBN: 9781118654545
6th edition
Authors: Shirley Dennis Escoffier, Karen Fortin
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