Question: Jeff is a registered representative applicant hoping to work with Broker Which of the following facts would not need to be reported on his Form
Jeff is a registered representative applicant hoping to work with Broker Which of the following facts would not need to be reported on his Form U A That he foreclosed on his home five years ago B That he was laid off from his previous job as a result of downsizing at his firm C That he was convicted of securities misdemeanor nine years ago D That a customer complaint was made against him in his previous job as an investment adviser representative
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