Question: Konstantin is a mutual fund representative who received a client redemption order after market close on Monday. Konstantin entered the order on Tuesday at Monday's

Konstantin is a mutual fund representative who received a client redemption order after market close on Monday. Konstantin entered the order on Tuesday at Monday's closing price. What regulatory requirement, if any, did Konstantin violate?

Back

-

dating an order

Offer to repurchase

Front

-

running

No violation was committed

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