Question: Match the term in Column A with the appropriate statement in Column B. A B 1. 1933 Securities Act a. A person with confidential information

Match the term in Column A with the appropriate statement in Column B.

A B
1. 1933 Securities Act a. A person with confidential information who uses that information to trade
2. Scienter b. An intent to deceive
3. Proxy c. Law that applies to the initial sale of securities by the corporation
4. Prospectus d. State securities laws
5. Disgorgement e. Law that applies to secondary sales of securities
6. Insider trading f. Purchase and sale of the issuers equity securities within a six-month period
7. Initial public offering g. Instrument that grants to another the right to vote
8. 1934 Securities Exchange Act h. Return of profits made by an individual on a securities trade to the corporation
9. Short-swing transaction i. Sale of securities from the issuing corporation
10. Blue-sky laws j. Communication from a corporation that is offering a security for sale

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