Over the course of a couple of weeks and several appointments, Harold was finally able to provide an investment solution for his new client, Felicia. It was a lump sum investment where they plan to see her money grow for the next 5 years. With regards to Know Your Client (KYC) requirements, what are Harold's responsibilities moving forward?

Answer rating: 100% (QA)

Harolds KYC Know Your Client responsibilities are ongoing not just a onetime task during the initial ... View the full answer