Question: Please help me to answer this. thank youuu! Kindly submit correct answers only. Thankss 13. 1. Specialists serve as dealers for stocks that are not

Please help me to answer this. thank youuu!

Kindly submit correct answers only. Thankss

13.

1. Specialists serve as dealers for stocks that are not listed on any exchange.

2. Exchange-listed stocks never trade over-the-counter.

1st statement is TRUE

BOTH statements are true

1st statement is FALSE

BOTH statements are false

14. Which of the following serves as an intermediary channeling the savings of individuals, businesses, and governments into loans and investments?

financial markets

financial institutions

Securities and Exchange Commission

OTC market

16. One of the main purposes of the capital markets is:

to allocate capital to the most efficient user

to provide access to long term funds

to set various interest rates

to provide access to short-term funds

17. The major supplier of funds for investment is:

CORPORATIONS & BUSINESS ENTITIES

HOUSEHOLDS

NATIONAL &GOVERNMENT

LOCAL GOVERNMENT

18.

1. A market need not be a physical location to be successful. 2. The market for a given security has breadth if a large volume of orders exist at prices above and below the current price.

BOTH statements are true

1st statement is FALSE

BOTH statements are false

1st statement is TRUE

19. Investment banks are institutions that ________.

are exempted from BSP regulations

are only limited to capital market activities

engage in trading and market making activities

perform all activities of commercial banks and retail banks

20. Markets comprised of securities with maturities greater than one year are generally referred to as:

stock markets

capital markets

money markets

bond markets

21. You notice in the newspaper that your favorite share is selling at its lowest price in a year. You decide to purchase 500 shares. Your trade will be conducted in the

IPO market

primary market

secondary market

money market.

21. Markets comprised of securities with maturities of one year or less are generally referred to as:

money markets

bond markets

capital markets

stock markets

22. Which of the following characteristics of financial intermediaries is incorrect:

they are the interface between suppliers and demanders of funds

they help make the flow of funds efficient and competitive

They increase the cost of funds to corporation and governments

they include banks, mutual funds, and credit unions

23.

1. The key securities traded in the capital markets are bonds & stocks 2.The Eurocurrency market is a market for longterm bank deposits denominated in U.S. dollars or other easily convertible currencies.

1st statement is TRUE

1st statement is FALSE

BOTH statements are true

BOTH statements are false

24.

1. A public offering is the sale of a new security issuetypically debt or preferred stockdirectly to an investor or group of investors. 2. A primary market is a financial market in which pre-owned securities are traded.

BOTH statements are false

1st statement is TRUE

1st statement is FALSE

BOTH statements are true

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