Question: Please help me to answer this. thank youuu! Kindly submit correct answers only. Thankss 13. 1. Specialists serve as dealers for stocks that are not
Please help me to answer this. thank youuu!
Kindly submit correct answers only. Thankss
13.
1. Specialists serve as dealers for stocks that are not listed on any exchange.
2. Exchange-listed stocks never trade over-the-counter.
1st statement is TRUE
BOTH statements are true
1st statement is FALSE
BOTH statements are false
14. Which of the following serves as an intermediary channeling the savings of individuals, businesses, and governments into loans and investments?
financial markets
financial institutions
Securities and Exchange Commission
OTC market
16. One of the main purposes of the capital markets is:
to allocate capital to the most efficient user
to provide access to long term funds
to set various interest rates
to provide access to short-term funds
17. The major supplier of funds for investment is:
CORPORATIONS & BUSINESS ENTITIES
HOUSEHOLDS
NATIONAL &GOVERNMENT
LOCAL GOVERNMENT
18.
1. A market need not be a physical location to be successful. 2. The market for a given security has breadth if a large volume of orders exist at prices above and below the current price.
BOTH statements are true
1st statement is FALSE
BOTH statements are false
1st statement is TRUE
19. Investment banks are institutions that ________.
are exempted from BSP regulations
are only limited to capital market activities
engage in trading and market making activities
perform all activities of commercial banks and retail banks
20. Markets comprised of securities with maturities greater than one year are generally referred to as:
stock markets
capital markets
money markets
bond markets
21. You notice in the newspaper that your favorite share is selling at its lowest price in a year. You decide to purchase 500 shares. Your trade will be conducted in the
IPO market
primary market
secondary market
money market.
21. Markets comprised of securities with maturities of one year or less are generally referred to as:
money markets
bond markets
capital markets
stock markets
22. Which of the following characteristics of financial intermediaries is incorrect:
they are the interface between suppliers and demanders of funds
they help make the flow of funds efficient and competitive
They increase the cost of funds to corporation and governments
they include banks, mutual funds, and credit unions
23.
1. The key securities traded in the capital markets are bonds & stocks 2.The Eurocurrency market is a market for longterm bank deposits denominated in U.S. dollars or other easily convertible currencies.
1st statement is TRUE
1st statement is FALSE
BOTH statements are true
BOTH statements are false
24.
1. A public offering is the sale of a new security issuetypically debt or preferred stockdirectly to an investor or group of investors. 2. A primary market is a financial market in which pre-owned securities are traded.
BOTH statements are false
1st statement is TRUE
1st statement is FALSE
BOTH statements are true
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