Question: Please help with these short problems? Thanks ! e. None of the above. 6. Which of the following does NOT apply to Practice Standard 500-2,
e. None of the above. 6. Which of the following does NOT apply to Practice Standard 500-2, which provides that the financial planning practitioner shall select appropriate products and services that are consistent with the client's? a. Goals. b. Desires. c. Needs. d. Priorities. 7. Under the Candidate Fitness Standards, the following conduct is unacceptable and will always bar an individual from becoming certified: 1. Two or more personal or business bankruptcies. 2. Felony conviction for any degree of murder or rape. 3. Felony conviction for any other violent crime within the last five years. a. 3 only b. 1 and 2. c. 2 and 3. d. 1, 2, and 3. 8. Which of the following is not a form of discipline under the Disciplinary Rules? a. Private censure. b. Public letter of admonition. c. Suspension. d. A monetary fine. 9. Which of the following is not specifically addressed in the CFP Board's Standards of Professional Conduct? a. Conflicts of interest. b. Care of a Fiduciary. c. Implementing and monitoring a financial plan designed for a client. d. Comparing rates of return for exchange traded funds. 10. According to Practice Standard 200-1 Determining a Client's Personal and Financial Goals Needs and Priorities, which of the following are necessary inputs to determine a client's goals? 1. Client's attitude. 2. Client's values. 3. Client's current income. 4. Client's expectations. a. 1 and 2. b. 2,3, and 4. c. 1,2 and 4
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