Question: Question 1 (1 point) Why do we need ethics in Finance? Maintaining the public interest in the Financial system Acting against customer best interest Encouraging





Question 1 (1 point) Why do we need ethics in Finance? Maintaining the public interest in the Financial system Acting against customer best interest Encouraging ethics will not bring high returns to the financial institutions Will foster high sales tactics Question 3 (1 point) Anil signed a lease to rent a partment building for his business. In exchange for the use of the facility. Anil will pay a monthly rent. What component of a legally binding contract does the rent represent? Competent parties Agreement Legality Consideration Question 8 (1 point) Which of the following is an example of a regulation that protects investors? Companies must honestly and publicly disclose their business information Individuals are not allowed to purchase and sell more than five shares per week. Newspapers and Magazines are not allowed to report on stock market Brokerage firms are required to abide by equal opportunity employment laws Question 9 (1 point) When providing services to clients, financial professionals have the responsibility to supply bank statements credit counseling payment options accurate information Question 16 (1 point) Ruby buys a chair from a local furniture store that advertises "30 days same as cash". She's able to have the chair delivered to her house immediately without paying anything. However, if she does not pay for the chair within the 30-day period, she will be subject to finance charges. Ruby bought the chair using a credit account regular revolving budget installment
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